When regulators write criminal laws: The Securities Markets Code dilemma

Market abuse under the Code constitutes a scheduled offence under the Prevention of Money-Laundering Act, 2002 ...

Securities Markets Code: how a single word could criminalize every informed investor in India

Trading on information that’s simultaneously ‘material’ and ‘non-public’ is mischievous but doing so on either of the two is ...
Manila Standard

SEC proposes reforms to help firms raise funds through corporate bonds

The Securities and Exchange Commission (SEC) is proposing reforms to ease how companies raise funds through the bond market ...
JD Supra

SEC Amends Regulation NMS to Provide for Half-Penny Quoting in Securities and Reduction in Potential Rebate Money

As explained by the SEC, investors used various order types to buy and sell securities, including limit orders, which specify the price at which an investor is willing to buy or sell a security.
InvestmentNews

SEC updates Regulation Crowdfunding interpretations, clarifying platform moves, disqualification and rolling limits

On Feb. 17, 2026, the US Securities and Exchange Commission’s Division of Corporation Finance published revised Compliance and Disclosure Interpretations (C&DIs) on Regulation Crowdfunding. The five ...